Methodological and interpretative documents

Guidelines of European Supervisory Authorities

Notification to the CNB

  • Financial counterparties
    • Notification when FC does not calculate its positions against the clearing threshold, or when the result of the calculation exceeds the clearing thresholds and when they no longer exceed the clearing thresholds (art. 4a of Regulation (EU) 648/2012 as amended by regulation 2019/834).

      ESMA form should be used.

    • the number of unconfirmed OTC derivative transactions (xlsx, 198 kB, available in Czech only) (art. 12 (4) of Regulation (EU) No.149/2013)
    • disputes between counterparties relating to OTC derivative contract (art. 15 (2) of Regulation (EU) No. 149/2013) (by e-mail)
  • Non Financial counterparties
    • Notification when NFC does not calculate its positions against the clearing threshold, or when the result of the calculation exceeds the clearing thresholds and when they no longer exceed the clearing thresholds (art. 10(1) of Regulation (EU) 648/2012).

ESMA form should be used.

These notifications shall be submitted to CNB (emir@cnb.cz)

 Notification to ESMA

  • Non Financial counterparties
    • Notification when FC or NFC does not calculate its positions against the clearing threshold, or when the result of the calculation exceeds the clearing thresholds and when they no longer exceed the clearing thresholds (art. 4a of Regulation (EU) 648/2012 as amended by regulation 2019/834).

      Please see also an ESMA website.
      These notifications shall be submitted to ESMA (EMIR-notifications@esma.europa.eu)