Licensing and approval proceedings - Markets, settlement and registration of securities
Acts and directly binding EU regulations
- MiFID II/MiFIR
- Regulation (EU) No 648/2012 of the European Parliament and of the Council (external link) on OTC derivatives, central counterparties and trade repositories
- Commission Regulation (EC) No. 909/2014 (external link) on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012
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Regulation (EU) No. 2022/858 of the European Parliament and of the Council (external link) on a pilot regime for market infrastructures based on distributed ledger technology, and amending Regulations (EU) No 600/2014 and (EU) No 909/2014 and Directive 2014/65/EU (hereinafter also referred to as the “DLT Pilot Regulation”)
Decrees
- Decree No. 309/2017 Coll. (pdf, 104 kB), on Applications and Notifications pursuant to the Capital Market Undertakings Act
Official information, methodological documents
- Official Information of 5 August 2020 (pdf, 255 kB) regarding the interpretation of the terms trustworthiness and competence
- Guidelines on the management body of market operators and data reporting services providers (pdf, 226 kB)
Application forms
- Regulated market operator authorisation, operator of a settlement system with settlement finality authorisation and central counterparty authorisation (doc, 24 kB), (pdf, 135 kB) – available in Czech only
- Consent to acquire or increase a qualifying holding in a regulated market operator or to become person controlling a market operator (doc, 26 kB), (pdf, 149 kB) – available in Czech only
- Questionnaire containing legal and other aspects relating to the acquisition of a qualifying holding (doc, 50 kB), (pdf, 113 kB) – available in Czech only
- Authorisation to conclude transfer, security interest or usufructuary lease of a market operator's business enterprise (doc, 31 kB), (pdf, 340 kB) – available in Czech only
- Registration of other business activities (doc, 29 kB), (pdf, 181 kB) – available in Czech only
- Questionnaire for assessment of trustworthiness – natural person (doc, 37 kB), (pdf, 363 kB) - available in Czech only
- Questionnaire for assessment of trustworthiness – legal person (doc, 37 kB), (pdf, 356 kB) - available in Czech only
- Application for special authorisation to operate a DLT market infrastructure