Implementing regulations

  • Implementing Directive (EU) 2015/2392– Reporting to competent authorities of actual or potential infringements of that Regulation
  • Implementing Regulation (EU) 2016/347– Precise format of insider lists and for updating insider lists in accordance with Regulation (EU) No 596/2014
  • Implementing Regulation (EU) 2016/378– Timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) No 596/2014
  • Delegated Regulation (EU) 2016/522– Exemption for certain third countries public bodies and central banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for notifications of delays, the permission for trading during closed periods and types of notifiable managers' transactions
  • Implementing Regulation (EU) 2016/523– Format and template for notification and public disclosure of managers' transactions in accordance with Regulation (EU) No 596/2014
  • Delegated Regulation (EU) 2016/908– Criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance
  • Delegated Regulation (EU) 2016/909– Content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications
  • Delegated Regulation (EU) 2016/957– Appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
  • Delegated Regulation (EU) 2016/958– Objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest
  • Implementing Regulation (EU) 2016/959– Systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) No 596/2014
  • Delegated Regulation (EU) 2016/960– Appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
  • Delegated Regulation (EU) 2016/1052– Conditions applicable to buy-back programmes and stabilisation measures
  • Implementing Regulation (EU) 2016/1055– Technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information in accordance with Regulation (EU) No 596/2014