Methodological and interpretative documents

Official information

• Official Information of 22 February 2016 (pdf, 85 kB, available in Czech only), on the annual target level of contributions to the Resolution Fund determined for the year 2016

Guidelines of the European Supervisory Authorities

• Guidelines on the interrelationship BRRD and CRR (external link)
• Guidelines on the rate of conversion of debt to equity in bail-in (external link)
• Guidelines on the treatment of shareholders in bail-in (external link)
• Guidelines of the EBA on the minimum criteria to be fulfilled by a business reorganisation plan (external link)
• Guidelines of the EBA on the provision of information in summary or collective form for the purposes of Article 84(3) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the types of tests, reviews or exercises that may lead to support measures under Article 32(4)(d)(iii) of the Bank Recovery and Resolution Directive (external link)
• Guidelines of the EBA on the application of simplified obligations under Article 4(5) of Directive 2014/59/EU (external link)
• Guidelines on the minimum list of qualitative and quantitative recovery plan indicators (external link)
• Guidelines of the EBA specifying the conditions for group financial support under Article 23 of Directive 2014/59/EU (external link)
• Guidelines of the EBA on triggers for use of early intervention measures pursuant to Article 27(4) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the interpretation of the different circumstances when an institution shall be considered as failing or likely to fail under Article 32(6) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on factual circumstances amounting to a material threat to financial stability and on the elements related to the effectiveness of the sale of business tool under Article 39(4) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the determination of when the liquidation of assets or liabilities under normal insolvency proceedings could have an adverse effect on one or more financial markets under Article 42(14) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the minimum list of services or facilities that are necessary to enable a recipient to operate a business transferred to it under Article 65(5) of Directive 2014/59/EU (external link)
• Guidelines of the EBA on the range of scenarios to be used in recovery plans (external link)
• Guidelines of the EBA on the specification of measures to reduce or remove impediments to resolvability and the circumstances in which each measure may be applied under Directive 2014/59/EU (external link)

Questions and answers

• Commission Notice relating to the interpretation of certain legal provisions of the revised bank resolution framework in reply to questions raised by Member States’ authorities (second Commission Notice) 2020/C 417/02 (external link)
• Commission Notice relating to the interpretation of certain legal provisions of the revised bank resolution framework in reply to questions raised by Member States’ authorities 2020/C 321/01 (external link)
• Questions and answers of the European Commission and the EBA regarding prudential regulation (Single Rulebook Q&A) (external link) – to Regulation (EU) No 575/2013 (CRR) of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012, to Directive 2013/36/EU (CRD) of the European Parliament and of the Council on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, to Directive 2014/59/EU (BRRD) of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms, to Directive of the European Parliament and of the Council 2014/49/EU (DGSD) and to binding technical standards (RTS, ITS) and EBA guidelines (GL)