Acts and directly binding EU regulations

• Act on Supervision in the Capital Market Area (15/1998 Coll.)
• Capital Market Undertakings Act (256/2004 Coll.) – version valid until 30 March 2006, new version is available in Czech only
• Commission Regulation (EC) No 1287/2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive

Decrees

• Prudential rules - Decree No. 123/2007 Coll., stipulating the prudential rules for banks, credit unions and investment firms
• Decree No. 276/2010 Coll. (pdf, 212 kB) on submission of statements and some other information by investment firms to the Czech National Bank. This Decree shall enter into effect on 1 January 2011
• Decree No. 303/2010 Coll. (pdf, 159 kB), on the details of certain rules in the provision of investment services - effective since 1 January 2011
• Decree No. 233/2009 Coll. (pdf, 239 kB) on Applications, Approval of Persons and the Manner of Proving Professional Qualifications, Trustworthiness and Experience of Persons, and on the Minimum Amount of Funds to be Provided by a Foreign Bank to its Branch, as amended by Decree No. 192/2011 Coll
• Decree No. 143/2009 Coll. (pdf, 110 kB), on the expertise of persons through which an investment firm performs its activities
• Decree No. 231/2009 Coll. (pdf, 280 kB), on the requisites and manner of keeping a transactions and orders book of an investment firm, and on the principles of keeping records of received and transmitted orders of an investment intermediary
• Decree No. 58/2006 Coll. (pdf, 9 kB) on the manner of keeping separate records of investment instruments and records based on separate records of investment instruments, as amended by Decree No. 238/2008 Coll.
• Decree No. 605/2006 Coll. (pdf, 177 kB) on certain information duties of an investment firm, as amended by Decree No. 242/2007 Coll., Decree No. 234/2008 Coll. and Decree No. 232/2009 Coll.

Note:
The above-mentioned legal rules are for information only. The sole authentic wording of legal rules is the printed version published in the Collection of Laws or in the CNB Bulletin.