Specimen application forms and the content of their annexes and related applications are stipulated in Decree No. 233/2009 Coll. (see below). 

Decrees

• Decree No. 233/2009 Coll. (pdf, 239 kB) on Applications, Approval of Persons and the Manner of Proving Professional Qualifications, Trustworthiness and Experience of Persons, and on the Minimum Amount of Funds to be Provided by a Foreign Bank to its Branch, as amended by Decree No. 192/2011 Coll

Official information, methodological documents - available in Czech only

Application forms

• registration of an investment intermediary (MS Word, 67 kB, pdf, 64 kB)
  • mandatory annexes to the application pursuant to Section 22 of Decree No. 233/2009 Coll.
• entry in the list of tied agents (xls, 63 kB)
  • methodology for completing the application (pdf, 17 kB)

Questionnaire forms for the assessment of entities in compliance with the Capital Market Undertakings Act

• Questionnaire for assessment of professional qualifications, trustworthiness and experience of a senior officer of an investment intermediary or of a person proposed for an executive managerial position in a financial holding entity (MS Word, 117 kB, pdf, 27 kB)