Česká národní banka


CNB > Supervision, regulation > Conduct of supervision > Final administrative decisions

Final administrative decisions of the Czech National Bank

For technical reasons, decisions issued

The CNB publishes its penalty and other decisions where such publication is required by the relevant sectoral laws.

1. Decisions in the capital market area

Pursuant to Articles 14(1) of Act No. 15/1998 Coll., on Supervision in the Capital Market Area and on the Amendment of Other Acts, as amended, the Czech National Bank publishes on its website the final or enforceable decisions it has issued pursuant to this Act or special legal rules in the capital market area, using anonymised information on third parties and excluding information subject to an Act governing protection of classified information.

Pursuant to Article 14(5) of Act No. 15/1998 Coll., on Supervision in the Capital Market Area and on the Amendment of Other Acts, as amended, the Czech National Bank also discloses on its website whether a lawsuit has been filed against the published decision. The Czech National Bank publishes information about the result of the judicial review in the same manner.

2. Decisions on the imposition of remedial measures or on the administrative penalty imposed pursuant to the Act on Banks

Pursuant to Article 26ab(1) of Act No. 21/1992 Coll., on Banks, as amended, the Czech National Bank publishes without undue delay the final decision on the imposition of remedial measures in a manner allowing remote access.

Pursuant to Article 36j(2) of the Act on Banks, the Czech National Bank publishes without undue delay the final decision on the administrative penalty imposed in a manner allowing remote access.

3. Decisions on the imposition of remedial measures or on the administrative penalty imposed pursuant to the Act on Credit Unions

Pursuant to Article 27ea(3) of Act No. 87/1995 Coll., on Credit Unions and Certain Related Measures and on the Amendment of Czech National Council Act No. 586/1992 Coll., on Income Taxes, as amended, as amended, the Czech National Bank publishes without undue delay the final decision on the administrative penalty imposed in a manner allowing remote access.

Pursuant to Article 28aa(1) of the Act on Credit Unions, the Czech National Bank publishes without undue delay the final decision on the imposition of remedial measures in a manner allowing remote access.

4. Decisions on the imposition of conservatorship and on licence revocation pursuant to the Insurance Act

Pursuant to Article 99(3) of Act No. 277/2009 Coll., on Insurance, as amended, the Czech National Bank publishes the decision on the imposition of conservatorship in a manner allowing remote access and through the media.

Pursuant to Article 118(3) of Act No. 277/2009 Coll., on Insurance, as amended, the Czech National Bank publishes the decision on licence revocation which has become final and conclusive in a manner allowing remote access within 30 days of the day on which this decision became final and conclusive and informs the public about this decision through the media.

5. Decisions on the imposition of fines (including sanctions) pursuant to the Act on Insurance Intermediaries and Independent Loss Adjusters

Pursuant to Article 12(3)(j) of Act No. 38/2004 Coll., on Insurance Intermediaries and Independent Loss Adjusters and on the Amendment of the Trades Licensing Act, as amended, a list of fines (including sanctions) imposed by the Czech National Bank is entered in the Register of Insurance Intermediaries.

6. Decisions on the imposition of sanctions in the area of the circulation of banknotes and coins

Pursuant to Article 32(2) of Act No. 136/2011 Coll., on the Circulation of Banknotes and Coins and on the Amendment of Act No. 6/1993 Coll., on the Czech National Bank, as amended, the Czech National Bank publishes the final decision on the imposition of a sanction and the final decision of the court on the lifting of that sanction.

7. Decisions on fines imposed pursuant to the Payment System Act

Pursuant to Article 135(3) of Act No. 284/2009 Coll., the Payment System Act, as amended, the Czech National Bank publishes without undue delay the final decision on the fine imposed in a manner allowing remote access.

8. Decisions on the imposition of an administrative penalty in the area of bureau-de-change activity

Pursuant to Article 24(7) of Act No. 277/2013 Coll., on Bureau-de-change Activity, the Czech National Bank publishes the final decision on the imposition of an administrative penalty and the final decision of the court on the lifting of that administrative penalty on its website.

9. Decisions on licences and approvals, i.e. decisions on applications for authorisation and applications for consent

Decisions on licences and approvals, i.e. decisions on applications for authorisation (of investment firms, management companies, investment funds, etc.) and applications for consent (to perform the duties of a senior officer, to acquire a qualifying holding, to approve a change in a collective investment fund statute, etc.) in the capital market area pursuant to the Capital Market Undertakings Act and Act No. 240/2013 Coll., on Management Companies and Investment Funds, as amended.

10. Decisions in the area of public offerings, takeover bids and regulated markets

Decisions in the area of public offerings pursuant to the relevant provisions of the Capital Market Undertakings Act, in the area of takeover bids pursuant to Act No. 104/2008 Coll., on Takeover Bids and on the Amendment of Other Acts, as amended, in the area of public offers to purchase or exchange participating securities and the right of squeeze-out pursuant to the relevant provisions of Act No. 90/2012 Coll., on Commercial Companies and Cooperatives (Act on Business Corporations), and in the area of regulated markets and settlement pursuant to the relevant provisions of the Capital Market Undertakings Act, are usually published to the extent of the final statement, specifying the party to the proceedings and giving information on the effect of the decision.