Authorized activities as of 27.05.2009

Entity: DELTASTOCK AD
Valid for country: Česká republika

Act No. 256/2004 Coll., Capital Market Undertakings Act Financial instruments (Article 3(1))
a) transferable securities b) units in collective investment undertakings c) money-market instruments d) derivatives according to article 3(1)(d) e) derivatives according to article 3(1)(e) f) derivatives according to article 3(1)(f) g) derivatives according to article 3(1)(g) h) derivatives according to article 3(1)(h) i) derivatives according to article 3(1)(i) j) derivatives according to article 3(1)(j) k) derivatives according to article 3(1)(k)
Investment services (Article 4(2))
a) receiption and transmission of orders in relation to financial instruments
b) execution of orders on behalf of clients
c) dealing on own account
d) portfolio management
e) investment advice
f) operation of multilateral trading facility
g) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
h) placing of financial instruments without a firm commitment basis
Ancillary services (Article 4(3))
a) safekeeping and administration of financial instruments
b) granting credits or loans to an investor
c) advise to undertakings on capital structure
d) investment research and financial analysis
e) foreign exchange services connected to investment services
f) services related to underwriting
g) services similar to investment services or ancillary services in relation to underlyings assets of derivatives
Markets in Financial Instruments Directive activities